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Kernberg’s Ideology

Commentary on Otto Kernberg’s Ideology, Conflict and Leadership in Groups and Organizations (1998)

by Thomas Altfather Good

for the Rest of Us



“Künstliche Massen” — Photo: Thomas Altfather Good

PREFACE

This impressive book from 1998 might better be titled The Mass Psychology of Authoritarianism: In Groups Large and Small. The work, Otto F. Kernberg’s single and singular foray into social theory, is a masterpiece of Freudian analysis of Mass Psychology. A number of core concepts are borrowed from other thinkers, most from the Object Relations school, but it doesn’t read like a patchwork effort. Kernberg ties it all together and expands on the synthesis in a narrative that flows well despite being full of Freudian terminology. In addition to the jargon (appropriate given the target audience) Kernberg coins some neologisms that encapsulate pathology in an almost poetic manner, not unlike Herbert Marcuse. And that’s a selling point: if you like the work of the Frankfurt School, in particular Herbert Marcuse and Theodor Adorno, you will probably enjoy this book. It expands on Adorno’s theory of the Authoritarian Personality and offers an understated tie-in to Marcuse’s Eros and Civilization. In a brief passage dealing with Eros, Kernberg argues for a workplace that leaves room for the presence of Eros (‘sublimated love’) – for the sake of creativity and fulfillment of human needs. It is precisely that humanistic perspective that makes the book, which covers a somewhat dry topic, live and breathe.

If the book has a failing it lies in the fact that it is made up of a collection of articles from a variety of professional journals. Despite some judicious editing by Kernberg there are some redundancies. This isn’t a fatal flaw as some of the arguments that appear in different forms in the various chapters are key concepts and a bit of repetition helps with the digestion of some complex ideas.

It is worth noting that the book ends as a general text at the end of Chapter 11, the final chapter of Part Three. Part Four (“Applications to Psychoanalytic Education”) is specific to psychoanalytic educational institutions. Nonetheless I read the section carefully and am none the worse for the experience. In Chapter 14 , (entitled “Thirty Ways to Destroy the Creativity of Psychoanalytic Candidates”) Kernberg displays a bit of edge and a sardonic sense of humor . The book concludes with Part Five – “Ideology, Morality, and the Political Process.” This section should be of interest to social theorists. The first chapter in Part Five, entitled “The Temptations of Conventionality” is brilliant and a delight for fans of the Frankfurter Schule. Kernberg discusses Theodor Adorno and Max Horkheimer’s theories on Mass Culture (what Adorno called “The Culture Industry”) and concurs with their findings. He also discusses, albeit briefly, the theories of Wilhelm Reich and Herbert Marcuse. It feels as though this chapter is a bonus track on a CD as simply appears out of thin air – but is truly a gem. It is followed by a chapter on “Ideology and Bureaucracy as Social Defenses Against Aggression” which is as close as Kernberg comes to a comprehensive summary of the main ideas he’s presenting. It’s good but oddly precedes the final chapter – a discussion of psychopathology in mainstream political campaigns. Overall Parts Four and Five don’t add much to the core ideas that appear, in various forms, in the bulk of the book. It is the central themes that I will discuss here as Kernberg’s analysis of dysfunction in organizations, large and small, is not only remarkably deft and accurate but something that really needs to be read by as many people of conscience as possible.

I will close this section by noting that Kernberg’s Ideology has secured a place in my top ten list of all time favorite books. It sits, extensively annotated and dogearred, on a shelf next to some classics in social psychology:

  • Arendt, Hannah (1963). Eichmann In Jersusalem: A Report on the Banality of Evil
  • Brunner, John (1972). The Sheep Look Up
  • Kaufmann, Walter (1962). Twenty-Five German Poets
  • Kernberg, Otto F. (1998). Ideology, Conflict, and Leadership in Groups and Organizations
  • Laing, R.D. (1967). The Politics of Experience
  • Lifton, Robert Jay (1986). The Nazi Doctors
  • Marcuse, Herbert (1955). Eros and Civilization
  • Marcuse, Herbert (1964). One-Dimensional Man
  • Milgram, Stanley (1974). Obedience to Authority
  • Reich, Wilhelm (1933). The Mass Psychology of Fascism

The list, sorted alphabetically, gives an idea of my perspective on matters sociological (which profoundly influences my take on Kernberg) and what I think of “Ideology, Conflict, and Leadership in Groups and Organizations.”

INTRODUCTION

A brief bio – from Wikipedia:

Otto Friedmann Kernberg (born 10 September 1928) is a psychoanalyst and professor of psychiatry at Weill Cornell Medical College. He is most widely known for his psychoanalytic theories on borderline personality organization and narcissistic pathology. In addition, his work has been central in integrating postwar ego psychology (which was primarily developed in the United States and the United Kingdom) with Kleinian and other object relations perspectives (which was developed primarily in the United Kingdom and South America). His integrative writings were central to the development of modern object relations, a theory of mind that is perhaps the theory most widely accepted among modern psychoanalysts.

This discusion of Kernberg’s work won’t feature much critical commentary and I don’t give a letter grade at the end of my ‘review’. The purpose of this piece is to attempt to present Kernberg’s theory of mass psychology in a concise, linear manner, in the hope it will inspire others to read the book itself. Unless otherwise noted all double quoted sections are the words of Otto F. Kernberg.

***

MASS PSYCHOLOGY

According to Kernberg, subordinate members of a group or organization feel relieved of responsibility by PROJECTING THEIR EGO IDEAL (superego) onto the group leader. In the case of the unstructured group, e.g. a mob, this allows the group to “follow the idealized leader of the mob blindly, as described by Freud”, which “reconstitutes a sort of identity by identification with the leader, protects the individual from intragroup aggression by this common identity and the shared projection of aggression to external enemies, and gratifies dependency needs through submission to the leader.” The same phenomenon occurs in structured groups because, according to Kernberg, regression is inherent in the group process, the mob being the most exaggerated form. [1]

The social value of the individual is measured primarily in terms of standardized skills and qualities of adjustment rather than autonomous judgment and personal responsibility.

— Herbert Marcuse, Eros and Civilization

In any group the phenomenon of ‘activated mass psychology’ – projection of the ego ideal – grants the leader quite a bit of power over the group and its members. This is not always a good thing because idealization corrupts its object: “When socially determined excess of power is vested in the leadership, or a historically determined excessive power vested in the leadership transforms functional authority into authoritarian power, the conditions are ripe for misuse of such power in the discharge of surplus aggression, which can have a paranoiagenic effect.” [2]

SURPLUS AGGRESSION is a concept reminiscent of Marcuse’s ideas on Surplus Repression and Repressive Desublimation. ‘Paranoiagenic’ here refers to the theories of Elliott Jacques, adapted by Kernberg. Jacques (1976) described two types of organizations: REQUISITE (where authority and accountability are matched) and paranoiagenic. PARANOIAGENESIS is an organizational process (of regression) characterized by fear, mistrust and hyper-alertness. It results from the development of an unsound administrative structure. According to A. Kenneth Rice, regressive group processes triggered by unsound authoritarian structures or leadership produce an “institutional paranoid group” reaction – and staff become fearful of “turncoats” in their ranks as well as distrustful of leadership. This is not conducive to productivity, let alone creativity.

Kernberg, modifying Jacques’ ideas slightly, argues that leaders and administrative structures can be either FUNCTIONAL or AUTHORITARIAN. Authoritarian structures tend to abuse their power, discharging ‘surplus aggression’ and indulging their ‘BUREAUCRATIC SADISM’. Often the idealized, authoritarian, leader remains in control because it is not recognized that the problems generated by authoritarian actions and environments originate with the leader: “The leader whose unconscious sadism is expressed in contention among subordinates, by contrast, tends to be protected for a long time from being recognized as the true locus of origin of the conflicts.” [3]

Even when an authoritarian structure appears benign, the leader imbues followers with a group IDEOLOGY that often reduces thought to cliche and demands conformity. What’s more the benign structure is not necessarily static: “the ever-present dangers of ideological regression and bureaucratic sadism cannot be overestimated.” [4]

Kernberg’s group theory builds on the work of Wilfred Bion, who theorized that most groups fall into three categories of ‘basic-assumptions’: ‘pairing’, ‘dependency’ or ‘fight-flight’. Kernberg zeroes in on the last two.

Kernberg argues that dependency based basic-assumption groups seek a calming, narcissistic, reassuring mediocrity for a leader, what psychoanalysts Didier Anzieu and Janine Chasseguet-Smirgel described as a pseudopaternal “MERCHANT OF ILLUSIONS” — a vendor of ideology composed of “conventional cliches” (Kernberg). According to Kernberg: “primitive idealization, projected omnipotence, denial, envy, and greed, together with their accompanying defenses, characterize the basic dependency group. […] These groups are conventional, ideologically simplistic, conformist, and able to indulge themselves without guilt or gratitude; they lack a sense of personal responsibility or a deep investment in others.” [5]

Describing the paranoid mindset of the fight-flight group, Kernberg states that “The second basic-assumptions group operates under a “fight-flight” assumption, united against what it vaguely perceives to be external enemies. This group expects the leader to direct the fight against such enemies and also to protect the group from infighting..splitting, projection of aggression, and projective identification prevail [as characteristic defense mechanisms].” [6]

The dependency group can become a fight-flight group if conditions are right – group regression often triggers regression in the leader (prompting a “sudden exertion of authority” – authoritarian acts) which can contribute to an paranoiagenic, environment in which the fight-flight group can flourish.

A key concept in Kernberg’s theory is that (both group and individual) regression proceeds along two axes: narcissistic/dependent and paranoid/persecutory. These axes correspond with the two primary basic-assumption groups Kernberg discusses.

Kernberg argues that regression in groups is omnipresent, an aspect of Freud’s ‘mass psychology’. While the regression is most severe in the unstructured mob it is present in any group where the individual’s identity, moral code, ethical imperatives, etc., are diminished due to projection of the ego ideal (or superego/sense of personal responsibility) onto an idealized leader.

Regression may continue unchecked for an extended period. Even severely regressed groups, for example, the fight-flight group, can function cohesively despite a ‘paranoiagenic’ environment. Projection of aggression onto an external enemy often results in INSTITUTIONALIZED DEHUMANIZATION of the out-group, providing the in-group with a cohesive force. Institutionalized dehumanization is a technique of control, whether orchestrated or unconscious, that is effective in keeping the authoritarian leader in power. The most extreme example would be a genocidal situation in a nation-state. But out-groups can exist in almost any group setting.


The group becomes a machine — and that it is a man-made machine in which the machine is the very men who make it is forgotten. It is quite unlike a machine made by men which can have an existence of its own…

— R.D. Laing, The Politics of Experience

Control of a group by institutional dehumanizaton is related to another interesting Kernberg concept: PSEUDOHUMANIZATION. Kernberg argues that leadership devoid of moral justification is based primarily on power: members are controlled by manipulation and “pseudohumanization” of the interpersonal relationships and working conditions – individual moral imperatives are redefined in service to the group. [7] One key shift in thinking (of the members – in terms of framing self image) illustrates the concept: the value of an employee is measured by performance evaluations. In a situation where pseudohumanization exists (e.g. where an authoritarian administration coexists with paranoid group regression) the evaluation can supercede individual values/belief systems. This complements the elimination of personal responsibility accomplished by projecting the superego onto the idealized leader, in this case the employer. Staff resisting pseudohumanization often reach a threshold of anxiety/fear and submit to the “paranoid urge to betray” (Edith Jacobson, 1971) their coworkers – often a group of individuals who have been identified as an out-group by the leadership.

AUTHORITARIANISM

In Ideology, Kernberg argues that authoritarianism is a symptom of a dysfunctional organization or group and he contrasts it with a ‘functional’ leadership. Even in the face of severe dysfunction Kernberg remains optimistic about the prognosis of authoritarian groups: “The restoration of a functional structure — in contrast to an authoritarian structure brought about by distortions of the hierarchical network of power — may have an almost immediate effect.” [8]



This is the pure form of servitude: to exist as an instrument, as a thing.

— Herbert Marcuse, One-Dimensional Man

However, improvement requires action starting at the top: “The suffering visited on the staff by a bad leader should be a primary concern of the top leader.” [9] Failure to act can have serious consequences: “In one department of psychiatry, the appointment of an obsessive and sadistic chair drove the most creative members of the senior professional leadership away from the institution within a year. In consequence, the leader surrounded himself with a group of weak, inhibited, or mediocre professionals, who were willing to sacrifice their autonomous professional development for the security and stability they received by submission.” [10] Bad leaders also tend to hamper the efforts of effective subordinates, sometimes by design: “The more severe the leader’s personality pathology and the tighter the organizational structure, the greater the destructive effects of the leader on the organization. The reduction in the authority of functional leadership reduces the clarity of task systems, [ and ] weakens leadership functions throughout the organization.” [11]

But too often, when there is a problem, rather than address it directly the authoritarian leader “is tempted to replace rational analysis with an attack on scapegoats or a radical bureaucratization or ritualization of organizational functioning in an effort to control the diffused aggression that seems to permeate it.” [12]

Pardoxically, despite the desire to avoid the appearance of failure(s), the authoritarian leader will protect select incompetent subordinates: “At times strong and authoritarian, even sadistic, leaders have shown a weakness for an incompetent subordinate even while acknowledging his failings. There may even be an undertone of satisfaction (or moral self-congratulation) in the tolerance of this person in the face of complaints about his incompetence.” [13]

There is an element of narcissism here: most often these incompetent subordinates are sycophants and yes-men. This is a theme that permeates Kernberg’s theories. It is accompanied by his argument that the lack of focus on mission (‘task’ in his lexicon) is a primary trigger for organizational regression in both the group — and the leaders, who appear increasingly inept.

Kernberg describes one type of inept or authoritarian administrator as a: “leader who is overwhelmed by the organizational tasks, delegates them excessively to subordinates without clearly differentiating between strategic and tactical issues, overloads subordinates with problems they cannot solve, and spends her own time with trivia rather than dealing with the central tasks of organizational leadership.” [14]

He goes on to state that “If there is a discrepancy between the primary tasks of an organization and its structure, problems must follow” — the principal cause of authoritarianism … is the MOTIVATED DISCREPANCY between explicit … goals and the administrative structure. [15]

Kernberg also feels that the looser the structure of the group the greater the inherent regression tendencies – which in turn affects the group leader. In fact, the group regression/leader regression is something of a vicious circle. A clearly defined task and a structure designed to facilitate the task is the key to breaking the regression cycle. Without focus, structure and professional boundaries in the leadership, the regression cycle continues — and cascades down chain of command: “The crucial functions of boundaries in task performance and of task-oriented leadership become apparent as groups confront the temptation, at points of regression, to select the most dysfunctional members of subgroups to become leaders…” [16]

BUREAUCRACY, CORRUPTION, AND SADISM

One method used by leadership to combat group regression is the establishment of a bureaucracy with clearly defined policies and procedures: “Obviously, large group processes [ pathology ] can be obscured or controlled by rigid social structuring. Bureaucratization, ritualization, and well-organized task performance are different methods with similar immediate effects.” [17]

However, bureaucracy has a downside: bureaucracy “may counteract organizational paranoiagenesis. But these same protective structures may express dissociated organizational sadism in senseless rigidities. The sea of bureaucrats may consciously or unconsciously obstruct creative developments by sadistic insistence on procedures…” [18]

Clumsy attempts to fix bureaucratic sadism can result in corruption: “One corrective against such bureaucratization is the flexibility of informal arrangments that circumvent bureaucratic requirements, although they do so at the cost of corruption (personal deals) infiltrating the system.” [19]

One of the dangers of corruption resides in its masking feature: “The underlying paranoid potential may be masked by the surface equilibrium of general corruption.” [20]

Another problem is nepotism: “..in large groups, where authority is projected outward or upward onto hierarchical superiors, the leadership shows a tendency toward corrupt behavior that its individual members would shun in their private lives.” [21] “Efforts to humanize the system and to do an individual a favor may lead to favoritism — particularly to nepotism — and may bring about the corruption of the system.” [22]

Nepotism is a facet of corruption that Kernberg sees as a major factor in organizational regression. One possible fix is to address the lack of open postings and to create an open selection process for leaders. Discussing the problem in the context of psychoanalytic educational institutions, Kernberg suggests: “The selection of faculty would also have to correspond to clear, publicly expressed criteria and would be carried out by committees that were accountable for their decisions. The selection of training analysts, particularly, would have to be based on explicit criteria and on a selection process that permitted all eligible psychoanalysts to apply for faculty positions and be ensured a fair chance.” [23]

Compounding the problems attached to bureaucracy and corruption is organizational ideology, often dispensed by narcissistic leaders but which may move the group from the dependency axis to the paranoid: “When .. bureaucratic requirements are justified or infiltrated by an ideological system, the sadistic, moralistic, and punitive effects of bureaucratic action may assume objectively persecutory features.” [24]

In either case, bureaucratic rigidity kills creativity: “The expression of envy within large groups towards individuals whose capacity for independent thinking and autonomous functioning is resented is replicated in the bureaucratic suspicion of creative, innovative solutions to problems that are considered the bureaucracy’s purview.” [25]

CORRECTIVE ACTION

Kernberg believes that a ‘sub-group’ can do much to correct an ‘ADMINISTRATIVE DISTORTION’: “There is much that an educated, task-oriented staff can do to help its leadership correct or undo distorted administrative structures and reduce the pathology of top leadership.” [26] Specifically he argues that “An alliance for the sake of the functional needs of the organization is a good example of political struggle in terms of the task, rather than in terms of perpetuating the distortions in the distribution of authority and power” [27] “…gathering a significant group of peers to present to their superiors the problems that these superiors are ignoring or mismanaging — under the right circumstances, [all] these actions can be helpful. Individual courage, the normal sense of commitment to values, and altruistic drive can move individual members to transcend paranoiagenic repression.” [28]

This hopeful conclusion is counterbalanced by the warning that some “…groups may become intolerant of individuals, establishing a group dictatorship that acquires characteristics of a primitive morality and fosters the leadership of narcissistic and antisocial personalities.” [29]

Equally daunting to employees who would correct dysfunction at work is the reality that “The projection of superego functions onto the entire institution increases the subjective dependency of the individual on the institution’s evaluation of him or her, decreases the individual’s capacity to rely on internalized value systems, and provides a trigger for the individual’s contamination by ideological cross-currents, rumors, and regression…” [30] The ‘subjective dependency’ is complemented by an economic dependence on the regular paycheck.

And yet Kernberg argues that intelligent leadership will eventually recognize that creativity is valuable and like Marcuse he notes that Eros can and should triumph over aggression even in a mode of production which isn’t always life affirming: “If to work and to love are the principal tasks in life, creative development within organizations should permit Eros to be placed at the service of work and work to be placed at the service of (sublimated) love. The main objective is not to satisfy the human needs of its members but to carry out a task: one objective of intelligent leadership is to permit the gratification of human needs in carrying out that task.” [31] He continues this line of argument, stating that the leader’s tasks should include: “the creative development of the human resources of the institution and the encouragement of the staff to grow and develop their capacity for good and gratifying human relationships in the process of carrying out significant work.” [32]

Moving from authoritarian dysfunction to responsible, functional, leadership necessarily requires a recognition that: “It is the leader’s job to protect individuals from poor working conditions, from arbitrariness in job assignment, from risks connected with the work, regardless of the impact of these measures on work efficiency.”
[33]

Coming to this realization necessarily involves the group leadership getting past its own ideology.

IDEOLOGY

“…any simplistic generalization or ideology that permeates the group may be easily transformed into a conviction of absolute truth. In contrast to the rationalization of violence that characterizes the mob, however, the vulgar or commonsense philosophy of the large group functions as a calming, reassuring doctrine that reduces all thought to cliche. For the most part, aggression in the large group takes the form of envy — envy of thinking, of individuality, and of rationality.”
[34]

Where does the ideology originate?

Kernberg argues that the dependent axis of regression hinges on projection of the ego ideal and is in turn typified by the emergence of narcissistic leaders who offer the group a soothing ideology – and this is highly problematic.

“…any group, small or large, tends to select leaders who represent not the paternal aspects of the prohibitive superego but a pseudopaternal “merchant of illusions.” A leader of this kind provides the group with an ideology, a unifying system of ideas; in this case, the ideology is the group as a primitive ego ideal … basically, the small or large group members’ identification with one another permits them to experience a primitive narcissistic gratification of greatness and power.” [35]

NARCISSISTIC LEADERS

“Of all the character pathologies of leaders that endanger institutions, narcissistic personality features are perhaps the most serious. I must stress that I am using the concept of narcissistic personality here in a restrictive sense, referring to persons whose interpersonal relations are characterized by excessive self-reference and self-centeredness; whose grandiosity and overvaluation of themselves exist together with feelings of inferiority; who are overdependent on external admiration, emotionally shallow, intensely envious, and both disparaging and exploitative in their relations with others.” [36] “…the narcissistic leader’s aspirations center around primitive power over others, the desire for admiration, even awe, and the wish to be admired for personal attractiveness, charm, and brilliance, rather than for mature human qualities, moral integrity, or creative leadership.” [37]

I was in accord with the system so long as it permitted me to function effectively.

— Albert Speer

The narcissist’s fondness for sycophants leaves them vulnerable to manipulation, at the expense of honest, creative group members: “Since narcissistic leaders tend to surround themselves with yes men and shrewd manipulators who exploit their narcissistic needs, more honest and therefore critical members of the staff are pushed aside.” [38] “The inability to form mature judgments about people and the reliance on sycophants reinforce each other and can lead to to a situation in which the narcisstic leader is surrounded by people similar to himself, people suffering from other serious behavior disorders or cynically exploiting their awareness of his psychological needs.” [39]

Despite the problems with this style of leadership, it is common as the mediocre, conformist, and conventional narcissist does often provide the group a comforting ideology: “The selection of narcissistic mediocrities [is] a central aspect of the transformation of the large-group situation into a static group that depends, satisfactorily, on the narcissistic leader.” [40]

A subclass of narcissistic leader is particularly problematic: leaders who have some traits in common with borderline personality disorders. Kernberg notes that this sort of personality is drawn to the large group…

“The alienated borderline patient has not achieved an integrated sense of identity and lacks a mature, integrated superego. The establishment of a pathological grandiose self to compensate for this identity diffusion results in a narcissistic personality. Both the identity diffusion of the borderline patient and pathological narcissism lead to a wish to submerge the self in large groups and mobs, because such groups offer the illusion of power and meaning that patients with these pathological character formations desperately seek.” [41]

And these individuals, who have as a primary defense ‘splitting’ (in the object relations sense – seeing only good and bad objects, no shades of gray, no realistic internal representations of others), function as “merchants of illusion” offering the group a complete set of ideological cliches rather than effective leadership. The problem is exacerbated when the organization’s primary task, or focus, is lost along the way:

“Hidden contradictions between organizations’ apparent, expressed goals and their real underlying goals sometimes reveal themselves in the symptomatic act of selecting one incompetent or naive leader after another for an impossible task.” [42]

The problems with these sorts of incompetent leaders vary: “Inadequate, fluctuating, ambiguous, or nonexisting delegation of authority on the one hand and excessive and chaotic delegation on the other are problems that have to be solved in order for the administrative structure to fit task requirements.” [43]

And in some cases an extreme form of narcissism is evident in the leadership. Kernberg calls this ‘malignant narcissism’ – it is a marriage of narcissism and paranoia, traversing Kernberg’s Dependency-Paranoia Axes of Regression.

MALIGNANT NARCISSISM

“Under extreme conditions, leaders with severely narcissistic and paranoid tendencies may exert a sadistic control over the organization, with devastating consequences for themselves and everybody in it.” [44]

He offers a very precise definition of this ‘malignant narcissism’:

“The most extreme form of paranoiagenic leadership is represented by leaders whose personality is characterized by malignant narcissism — that is a narcissistic personality combined with ego-syntonic sadism, paranoid tendencies, and antisocial features.” [45] These traits are often complemented with “an ego-syntonic depreciation of learning, emotional depth, and moral convictions…” [46]

The net result is that: “Inadequate leaders of a bureaucratic structure, particularly a leader with severely narcissistic and paranoid tendencies, may transform a regressed bureaucratic system into a social nightmare. Such leaders expect and foster subservient behavior by their subordinates, reward the idealization of the leadership, and are prone to persecute those whom they sense to be critical of them.” [47]

Malignant narcissists, “those who are most dishonest, aggressive and destructive are those who accuse their enemies most vehemently of the same characteristics.” [48]



Power, no matter what kind of power it is, without a foundation in truth, is always a dictatorship.

— Wilhelm Reich, The Mass Psychology of Fascism

RECOVERY

Intelligent leadership in the group must strive to maintain a functional authority, encourage members to come forward with valid concerns and suggestions, and be aware of the signs and symptoms of distorted administrative structures, hiring consultants to help address the problem, if necessary.

What are the signs?

“The elevation to leadership positions of people with strong paranoid, narcissistic, or antisocial features may in itself indicate the extent of regression in the group processes in the organization: the level of prominence of paranoid persons in the group process at any one particular time may be considered an indirect indicator of the extent to which paranoiagenesis prevails.” [49]

For example, policies or behaviors that promote the idea that once a group member “has resigned or been asked to resign, do not mention his name again, and maintain a discreet silence about the whole affair” [50] are serious warning signs.

Alienated labor is absence of gratification, negation of the pleasure principle. Libido is diverted for socially useful performances in which the individual works for himself only in so far as he works for the apparatus.

— Herbert Marcuse, Eros and Civilization

The alternative to correcting distorted administrative structures, paranoid or narcissistic, is devastating:

“The poisoning of interpersonal relationships may carry its effects over many years, bringing about the disappointed, disillusioned, “depressive” withdrawal of some or many of the most creative and potentially valuable individuals of the organization.” [51]

Attention must be paid to the defined task or mission and whether or not the administrative structures facilitate the task:

“In one psychiatric hospital, the apparent tasks were to treat patients and to carry out research, but the real task seemed to be to provide the owners of the institution with an adequate return on their investment.” [52]

“The most typical examples of [ those ] unrecognized discrepancies are institutions that officially exist to perform a social function for the common good whereas their actual primary function is to provide jobs for their constituent bureaucracies; another example is the hospital whose avowed mission is to provide health care, whereas its actual mission is to make money.” [53] “A major issue is the extent to which the administrator is aware of and invested in basic professional values, as opposed to issues that are fashionable and that offer short-term returns.” [54]

Kernberg offers one understated warning, early in the book, that should be highlighted:

“There is a risk of moral deterioration that derives from the two major dimensions of narcissism and paranoia.” [55]

Kernberg acknowledges that a ‘healthy narcissism’ makes an administrator less susceptible to flattery and manipulation and the self confidence this non-pathological narcissism engenders may make a leader effective just as a leader with ‘justifiable anticipatory paranoia’ may see problems coming and react quickly to prevent damage but he also notes that: “the ever-present dangers of ideological regression and bureaucratic sadism cannot be overestimated.”

CONCLUSION

Ideology is not a traditional work of social theory or an easy book to read but it is a gem. It is not Kernberg’s best known volume – that distinction probably belongs to Borderline Personality Organization and Pathological Narcissism. But it is an important book that should be widely read, hence this effort to get it out there…

An incomplete bibliography of Kernberg’s major works:

  • Borderline Conditions and Pathological Narcissism, 1975
  • Object Relations Theory and Clinical Psychoanalysis, 1976
  • Internal World and External Reality: Object Relations Theory Applied, 1980
  • Severe Personality Disorders: Psychotherapeutic Strategies, 1984
  • Aggression in Personality Disorders and Perversion, 1992
  • Love Relations: Normality and Pathology, 1995
  • Ideology, Conflict, and Leadership in Groups and Organizations, 1998
  • Affekt, Objekt und Ubertragung, Psychosozial Verlag, Germany, 2001.
  • Aggressivity, Narcissism and Self-destructiveness in the Psychotherapeutic Relationship: New Developments in the Psychopathology and Psychotherapy of Severe Personality Disorders, 2004
  • Contemporary Controversies in Psychoanalytic Theory, 2004
  • The Inseparable Nature of Love and Aggression: Clinical and Theoretical Perspectives, 2012

Where To Find The Quotes in Ideology, Conflict, and Leadership in Groups and Organizations
(Ideologie, Konflikt und Führung: Psychoanalyse von Gruppenprozessen und Persönlichkeitsstruktur):
[1] Chapter 3 Mass Psychology Through the Analytic Lens, p. 40
[2] Chapter 9 Leadership Styles, p. 142
[3] Chapter 9 Leadership Styles, p. 144
[4] Chapter 16 Ideology and Bureaucracy as Social Defenses Against Aggression, p. 282
[5] Chapter 1 Psychoanalytic Theories of Group Psychology, p. 8
[6] Chapter 1 Psychoanalytic Theories of Group Psychology, p. 4
[7] Chapter 1 Psychoanalytic Theories of Group Psychology, p. 21
[8] Chapter 5 Regression in Organizational Leadership, p. 72
[9] Chapter 5 Regression in Organizational Leadership, p. 73
[10] Chapter 5 Regression in Organizational Leadership, p. 80
[11] Chapter 7 The Moral Dimension of Leadership, p. 109
[12] Chapter 7 The Moral Dimension of Leadership, p. 118
[13] Chapter 7 The Moral Dimension of Leadership, p. 118
[14] Chapter 9 Leadership Styles, p. 149
[15] Chapter 12 Institutional Problems of Psychoanalytic Education, p. 209; Chapter 13 Authoritarianism, Culture, and Personality in Psychoanalytic Education, p. 232
[16] Chapter 1 Psychoanalytic Theories of Group Psychology, p. 17
[17] Chapter 1 Psychoanalytic Theories of Group Psychology, p. 7
[18] Chapter 7 The Moral Dimension of Leadership, p. 120
[19] Chapter 7 The Moral Dimension of Leadership, p. 120
[20] Chapter 8 Paranoiagenesis in Organizations, p. 130
[21] Chapter 7 The Moral Dimension of Leadership, p. 121
[22] Chapter 8 Paranoiagenesis in Organizations, p. 134
[23] Chapter 12 Institutional Problems of Psychoanalytic Education pp. 225-226
[24] Chapter 16 Ideology and Bureaucracy as Social Defenses Against Aggression, p. 276
[25] Chapter 16 Ideology and Bureaucracy as Social Defenses Against Aggression, p. 277
[26] Chapter 5 Regression in Organizational Leadership, p. 74
[27] Chapter 5 Regression in Organizational Leadership, p. 75
[28] Chapter 8 Paranoiagenesis in Organizations, p. 138
[29] Chapter 1 Psychoanalytic Theories of Group Psychology, p. 14
[30] Chapter 3 Mass Psychology Through the Analytic Lens, p. 43
[31] Chapter 4 Leadership and Organizational Functioning, p. 66
[32] Chapter 5 Regression in Organizational Leadership, p. 68
[33] Chapter 7 The Moral Dimension of Leadership, p. 119
[34] Chapter 1 Psychoanalytic Theories of Group Psychology, p. 5
[35] Chapter 1 Psychoanalytic Theories of Group Psychology, p. 6
[36] Chapter 5 Regression in Organizational Leadership, p. 82
[37] Chapter 5 Regression in Organizational Leadership, p. 84
[38] Chapter 5 Regression in Organizational Leadership, p. 85
[39] Chapter 5 Regression in Organizational Leadership, p. 86
[40] Chapter 16 Ideology and Bureaucracy as Social Defenses Against Aggression, p. 278
[41] Chapter 2 Identity, Alienation, and Ideology in Adolescent Group Processes, p. 34
[42] Chapter 4 Leadership and Organizational Functioning, p. 59
[43] Chapter 5 Regression in Organizational Leadership, p. 71
[44] Chapter 7 The Moral Dimension of Leadership, p. 115
[45] Chapter 8 Paranoiagenesis in Organizations, p. 131
[46] Chapter 10 A Systems Approach to the Priority Setting of Interventions in Groups p. 179
[47] Chapter 8 Paranoiagenesis in Organizations, p. 133
[48] Chapter 17 Regression in the Political Process, p. 293
[49] Chapter 8 Paranoiagenesis in Organizations, p. 139
[50] Chapter 14 Thirty Ways to Destroy the Creativity of Psychoanalytic Candidates p. 244
[51] Chapter 17 Regression in the Political Process, p. 294
[52] Chapter 5 Regression in Organizational Leadership, p. 71
[53] Chapter 8 Paranoiagenesis in Organizations, p. 129
[54] Chapter 5 Regression in Organizational Leadership, p. 89
[55] Chapter 7 The Moral Dimension of Leadership, p. 104

Categories
Shot Of The Day

TAG, I’m It


TAG, I’m It – Self Portrait, 2010
(Photo: Thomas Good / NLN)

May 28, 2010 began innocently enough — but by mid-morning I found a woman I hadn’t seen in over 50 years.

“The Conversation” took place early in the day. It was a Friday that seemed ordinary enough. But it would turn out to be truly remarkable.

“Hello, can I speak to Sandra?”

“This is Sandra…”

“Hi, my name is Thomas Good and I have reason to believe that I might be your son.”

***

I am a Leo, born in mid-August. But my mother says that I have a new birthday, that I was reborn on the day she and I were re-united after a 50 year separation: May 28th. So, like George Washington, I celebrate two birthdays. We are party animals, George and me.

Whenever I think about how it felt to find my mother — and to discover my family history — I am astounded.

***

The phone call, “The Conversation,” happened after a long search.

When I was very young, my adoptive mother told me that I was adopted and that my birth name was “Altfather.” She told me that my family came from the German part of Pennsylvania and that my mother was an artist. I studied art and German as a kid in an attempt to embrace my roots. Years later I went to the “Heimat” (homeland) for the first time. It was 1996 and I was in Rotterdam on business. Seizing the opportunity, I jumped on a train to Düsseldorf. As the sun rose I traveled from Appledorn to Emmerich, crossing the Dutch frontier. At the border the Dutch train crew departed and their German colleagues came on board. The rising sun illuminated the steel rails and I exhaled slowly. It was almost impossible to believe that I had finally arrived in the ancestral homeland. Everywhere I went in Düsseldorf, I met people who were very excited that a son of Germany had returned home. “Inspiring” would be an understatement. And so, in 2000, I took my wife and young son to München. I was visiting a colleague and took the opportunity to show my family a little bit of Germany. After landing at the airport we went through customs. Stamping my passport, the German border guard looked up when I said, “Schönes Tag.” For whatever reason he got very excited and came out of his booth to shake my hand. I have no explanation and no words. Another ethereal experience. Another one of Andre Breton’s “surreal Moments.” Life should be about joy, it should be celebrated. I don’t know that official’s name but I am grateful. Whatever else we are, we are both somebody’s son.

A few years later I discovered that, although they had sealed birth records in 1964, the great state of Ohio allowed people born prior to 1964 (or after 1996) to access their original birth certificates (http://www.odh.ohio.gov/vitalstatistics/legalinfo/adoption.aspx). On my 51st birthday I mailed in my application and the filing fee, expecting little – I already possessed the documents my adoptive mother had given me before she died. A month later my original birth certificate arrived. I felt like a kid getting a decoder ring. On it was my birth mother’s name. And her home town in Pennsylvania: Berlin. Two valuable clues. I searched via google for Altfathers from Pennsylvania — as I had already done many times. But this time I zeroed in on Berlin. I would repeat this search innumerable times in the coming weeks. Not much came up. But everything changed on May 28.

On a quiet Friday, sitting at my desk sipping some coffee and preparing to get to work, I googled one more time, expecting nothing from the familiar exercise. And then I got a lead. A break.

I never met Bill Altfather – he died in 1998. But a woman in South Carolina had posted his obituary on a genealogy website. The obit listed the surviving relatives. My mouth fell open when I discovered that one of the survivors was a woman whose maiden name was very familiar. It also gave her married name. That was the missing piece that tied things together neatly. And from there I found a viable phone number.

***

I “met” my mother in July of 2010 — we had met once before — when my family and I journeyed to her home. I can’t help but cry as I type. The first look, the first hug. Beyond words. Imagine what it means to be a complete human being and you’ll have an idea of what it feels like.

Unfortunately there is a political reality that many adoptees encounter when researching their past. Far too many states block adoptee access to what are known as “Original Birth Certificates” — or “OBCs” in the adoptee rights movement. There is no national standard and “States Rights” means that, in many states, adoptees have no rights to access their own birth certificates. Imagine your doctor saying, “Is there a history of diabetes in your family?” and you have to reply that you have no way of knowing. Imagine you spend your entire life not knowing the circumstances around your adoption. Imagine you can’t recall what your mother looks like? Imagine an impersonal response from a state official.

What is to be gained from blocking access to OBCs? Statistics show that birth mothers overwhelmingly embrace their long lost offspring when reunion occurs. And adoptees like yours truly don’t feel any need to turn their backs on those who raised them. Family is not an either/or scenario. The bottom line: adoptees are not the property of the State. We have rights and it is time that they be respected. Adult adoptees are as capable of making their own decisions as any other citizen is. There isn’t any rational reason adult adoptees should be second class citizens.

Sadly, New York State lags behind Ohio in respecting the civil rights of the adoptee. Sealed adoption records leave individuals searching for birth parents with only one recourse: a state-run adoption “registry” that can help facilitate a reunion. But there are no guarantees as one woman’s story reveals. According to the Utica Observer Dispatch, Kelly Wittman Clausen, a 37-year-old adult adoptee, has been on the registry since she was 21 — and has yet to find her mother.

Except for an accident of birth, I would not have found my mother. By sheer luck, being born in Ohio rather than New York — or Pennsylvania — I had access to my original birth certificate. My mother cried when I called her. And when I apologized she said, “These are not tears of sadness.”

***

When I visited my mother in July I spoke to her about an idea I had. I had decided that, on the occasion of my 52nd birthday, I would rectify what I had come to regard as an error. Mom smiled and said, “So you’ll be ‘TAG’.”

When I was barely two months old I had been given a middle name by my adoptive family — the surname of a distant relative whom I had never met. As my adoptive parents were both dead by the time I found my birth mother I made a unilateral decision. With the assistance of my friend and occasional attorney, an amazing National Lawyers Guild member named Gideon, I petitioned the State of New York for a name change. I filled out several forms, got my wife’s permission in writing, got everything notarized and filed my papers at the civil court. When it came down, I took the judge’s decision to the local newspaper for publication. The technicalities completed, I procured new ID. Once the process was finalized — it took about two months — I was a hybrid. My first and last where the names I had been given upon adoption. And sandwiched in between was what I jokingly referred to as my “maiden name.”

The change is no small matter.

With the exception of my middle name, I kept my adopted name(s). I am grateful to my adoptive family and the name they provided was, by and large, a good fit. But with the new middle name I feel complete, whole — part of an extended family.

I had no control over decisions made at the time of my birth and so it is gratifying that I will die as what I am – an Altfather, as well as a Good. It is my decision and one I am very comfortable with. I like to tell people “TAG, I’m it.”

I believe that every adoptee has the right to know their past, to find their birth parents and reunite – if the adoptee and the parents wish to do so. It is the right of any human being to possess their history, to define themselves, to make their own decisions.

The process is hard enough without the state interfering — I was scared shitless at several points along the way. I felt some guilt. I felt some frustration, some remorse. But throughout, I felt joy. Everyone should have the opportunity to discover who they are and where they came from. Our past is our property.

I am proud to be reborn as my mother’s son. TAG, I’m it.

Happy New Year to all of the adoptees and ALL of their parents.

Thomas Altfather Good,
New York City
December 31, 2010

“All of my days, all of my life, standing by you — all of my days, all of my life, I will find you.” — Cyndi Lauper, “Echo”

Categories
Shot Of The Day

Voices Of The Forgotten




A house on Hunter Avenue, Dongan Hills, Staten Island.
(Photo: Thomas Altfather Good / NLN)

 

STATEN ISLAND, N.Y. — January 2, 2013. Journalists don’t often get thanked for requesting an interview — especially when they interrupt someone’s holiday — but on New Year’s Day a Sandy survivor named Elizabeth Hession said to this reporter, “Thanks for caring.”




Another Hunter Avenue home, knocked off its foundation by Sandy.
(Photo: Thomas Altfather Good / NLN)

 
RAPID REPAIRS?

 
Liz Hession owns a home on Hunter Avenue in the Dongan Hills section of Staten Island. Her street was particularly hard hit by Hurricane Sandy. On the night of October 29, the 60-year-old Staten Islander stared out her window in disbelief as a wall of water roared down the avenue. She and her husband, their dog, and four birds ran for the attic. 12 hours later, they were rescued by first responders in a rowboat. The Hessions were deposited on Hylan Boulevard, in three feet of water. They were eventually located by their daughter who took them to shelter. Two of the birds died but the soaked and stunned Hessions survived Sandy. Three days after the storm, they returned home. Sandy’s flood waters had done considerable damage. Hession’s 71-year-old husband, Jim, gutted their home, cleaning the affected areas with a bleach solution, as the couple awaited the arrival of New York City’s so-called “Rapid Repairs” program. It never came.

 




Volunteers from the University of Maryland delivering supplies in Midland Beach.
(Photo: Thomas Altfather Good / NLN)

 
On December 15, Liz spoke out at a forum organized by Occupy Sandy — the all-volunteer community based relief effort that maintains a “hub” in Midland Beach, not far from the Hessions. She questioned what the Red Cross was doing with all of the donations it had solicited on television and the internet.

 




Volunteers are the backbone of the relief effort in hard hit Midland Beach.
(Photo: Thomas Altfather Good / NLN)

 
“I heard that people were contributing billions of dollars throughout the world, not just in the United States, not just in New York. Text something on your phone to contribute ten dollars to the Red Cross because they’re gonna be there, they’re gonna help,” she said.

 




The final resting place of James Rossi, 85-years-old.
(Photo: Thomas Altfather Good / NLN)

 
“Where is all that money,” she asked, “I want to know where that money is right now,” she said as the audience cheered.

 




The gutted home of Slava Viner, Midland Beach
(Photo: Thomas Altfather Good / NLN)

 
“What I need is contractors coming in and helping us. And they’re not there. Rapid Repairs, we applied when they first came out. It’s already six weeks we’re waiting for Rapid Repairs,” she said.

 




Rapid Repairs?
(Photo: Thomas Altfather Good / NLN)

 
Two weeks later, on New Year’s Day, Liz Hession told NLN that the only contact she had with Rapid Repairs was a phone call. A program representative had called her a few days earlier to ask if she was satisfied with the repairs effected by the City — repairs that never happened. Hession told the rep that no repairs had been done. The representative apologized and promised to get the Hessions help. Three days later another Rapid Repairs rep called, asking Jim Hession if he was satisfied. He wasn’t and he let them hear it. As of January 1, Liz Hession and her husband were still waiting for a site visit from Rapid Repairs.

 
“Nothing’s changed, it’s gotten worse actually, because they’re all screwed up over there,” she said.

 
The Hessions were “lucky” — a relative concept for Sandy survivors. They did receive $31,900 from FEMA, the maximum amount. Liz doubts that it will cover all their losses. Their home sits on a four foot concrete slab. But the house filled with seven feet of flood water — Liz said that an 11 foot storm surge hit Hunter Avenue when Sandy came ashore. The home was wet for three days and like other survivors the Hessions had a serious mold problem when the water receded. Although they used a FEMA-recommended bleach solution to kill the mold, a drenching rain in late December, and no infrastructure repair — no electricity to run a dehumidifier, could wash away their efforts at mold remediation.

 
“My husband did clean the mold out. But whether it’s grown back because it’s been rainy and damp and we don’t have any dry heat [ or electricity ] to run the dehumidifier or anything like that, I’m not sure. When we get back in the house, we’ll know,” Liz said.

 
Mold remediation is both a serious health crisis in the making and a metaphor.

 




Got Mold?
(Photo: Thomas Altfather Good / NLN)

 
GOT MOLD?

 
The official relief effort has been marred by double binds and catch 22 scenarios. FEMA will not pay for mold remediation — and most reputable contractors want cash up front. Rapid Repairs provides a free boiler and restores electricity to battered homes but their workers will not enter a dwelling if they find that mold is present.

 




Health care worker — and Midland Beach resident — Lyn Governale.
(Photo: Thomas Altfather Good / NLN)

 
Addressing participants at the December 15th Occupy Sandy community speakout, Midland Beach resident Lyn Governale described the problem.

 




The interior of Governale’s home.
(Photo: Thomas Altfather Good / NLN)

 
“My neighbors lived in their house for 30 years — they can’t come back. Just so many people feel like they don’t know where to turn, they don’t know who to turn to. Insurance companies aren’t coming through for us. FEMA has been minimally helpful. I see my neighbor rebuilding her house — with mold in it. And she just thinks she has to just keep going,” an emotional Governale said.

 
“We need help out here,” she added.

 




Click to hear Sandy survivors speak out. (Video)

 




Waiting for the insurance company…
(Photo: Thomas Altfather Good / NLN)

 
IN GOOD HANDS?

 
Angela DeSanno wasn’t at home when Sandy came calling. The social worker was on vacation — stuck on a cruise ship with no way to get home.

 
“I was on the phone with my family — my son, daughter and mother — through the storm until the phones went dead,” DeSanno told NLN.

 
DeSanno’s mother, who lived in the lower level of the Mother-Daughter house, knew that the family home was in Zone B and therefore, according to the Mayor’s office, they didn’t need to evacuate.

 
DeSanno’s son Anthony had bought all the recommended items — water, batteries, tape for the windows — and reassured his mother that everything would be fine.

 




A 185′ water tanker parked on Front Street in Clifton, Staten Island.
(Photo: Thomas Altfather Good / NLN)

 
“The night of the hurricane was kind of weird. We were all on the phone and my mother kept saying that it was barely raining. She said that she thought the weather reporters got it wrong again! She kept saying that she was going downstairs to go to bed,” DeSanno said.

 
“When I moved to Staten Island from Brooklyn 25 years ago, the realtor told us the house was considered a Mother-Daughter. She said that our home was a little more expensive than others that were similar because we were ‘above the Boulevard.’ Coming from Brooklyn, I had no clue what that meant. Apparently, you don’t have to worry about flooding or water in your apartment when you live above the Boulevard. Through all the years that we have lived here, we never had an issue. My mom’s apartment never got any water during storms,” she said.

 




A storm-damaged car: water inside, seaweed in the grille.
(Photo: Thomas Altfather Good / NLN)

 
This changed on the night of October 29. Brittany, Angela’s daughter, looked out the window of the second level, concerned about wind damage. She saw cars going down the block at high speeds — in reverse. DeSanno’s kids woke their grandmother and brought her upstairs. Within minutes the back doors of the house were blown out by a massive surge of water. The grandmother’s apartment filled with flood water and the second floor apartment also took in water.

 




A grunt hands a nyc.gov flier to a homeowner in Midland Beach.
(Photo: Thomas Altfather Good / NLN)

 
“My family was trying to call 911 but was unable to get through. At that point, my contact with them ended as the phones went dead. My family was rescued that night by the Coast Guard — with boats! My mother was taken to Staten Island University Hospital with chest pain and my kids slept on the floor of the hospital with wet clothes. The hospital was having problems of their own,” DeSanno said.

 
DeSanno lost the use of her mother’s badly damaged apartment and all of its contents. The family lost their cars, furnace, hot water heater, and electrical panel. The second floor apartment was damaged but the family remained there, without heat, electricity or hot water — having no where else to go. An insurance adjuster was able to get them a $3,000 advance from their insurance company. He told the family that they had several thousand dollars in damage.

 




In South Beach: a home missing an exterior wall.
(Photo: Thomas Altfather Good / NLN)

 
“My son and daughter contacted FEMA, and my flood insurance and home owners’ insurance company, State Farm, two days after the storm. All paperwork was filled out and completed by day four. It is now January 2 and we still have not heard a word from anyone,” DeSanno told NLN.

 




Staten Islanders on line to get gas for their generators.
(Photo: Thomas Altfather Good / NLN)

 
“My son Anthony suffered second and third degree burns on both arms the week after the storm — bringing a pot of boiling water to the upstairs bathroom so I could take a hot bath. He fell with the pot. He lost his job and did not have any medical coverage. One of the nurses told us that FEMA should be able to help with the medical bills as his injury was related to the storm. No word from FEMA on that issue either,” DeSanno said.

 
Adding to the misery was the threat of looters.

 
“There was looting in the first week or so. My daughter was followed into the back yard by a man who looked like he was a drug addict. It was around 5:00 pm, just getting dark and she was coming home from work. My son saw her and came out of the house and questioned the man. He made up a story and left the property. I’m not sure about my neighbors [experiences]. Many of them have not come back to the block yet.

 
DeSanno’s insurance company has indicated they will not cover any possessions that were destroyed when the first floor flooded — because the apartment was in a “basement” area. This issue was never raised during the years the company collected premiums.

 




A house on Quincy Avenue — its foundation is on the other side of the street.
(Photo: Thomas Altfather Good / NLN)

 
The DeSanno’s are not alone. Many Islanders have had insurance claims denied primarily because most hurricane insurance only covers wind damage, not storm surge. In addition insurance companies have argued that if a policy lists any “excluded peril” and the damage suffered is a mix that includes any such exclusion (“multiple causation”) then the claim can legally be denied. Once a victim is denied by their insurance company they may be eligible for a lower interest FEMA loan, usually 1.688 percent to 4.0 percent. But only after they are denied a bank loan — whose interest rates range from 3.375 to 6 percent.

 




A large sinkhole outside South Beach Psychiatric Center.
(Photo: Thomas Altfather Good / NLN)

 
Many homeowners who have been denied by their insurance carriers are faced with a choice: foreclosure or taking on more debt. A high interest loan and a mortgage on a home that has lost most of its value is a distressing prospect. In addition, FEMA home loans are capped at $200,000 and the agency requires collateral.

 




A pile of shingles on Cedar Grove Avenue in New Dorp Beach.
(Photo: Thomas Altfather Good / NLN)

 
As a result of community members not being able to get viable assistance, some neighborhoods resemble ghost towns. Some homeowners have simply walked away from their shattered homes, being unable or unwilling to take on crippling debt. Those who do return have no way of knowing if the house next door will ever be reoccupied. The official death count on Staten Island, with Midland Beach being hit the hardest, is 23. But many more people are simply not accounted for — their whereabouts are unknown. High interest loans, devalued properties, and missing neighbors weigh heavily on the minds of those who choose to rebuild.

 




Click HERE to see “Inside Zone A” (Video)

 
Addressing her fellow survivors at the December 15 speakout, Midland Beach resident Simona Safari was visibly upset. Speaking about the issue of having to pay interest on FEMA loans she asked, “Why [do] the state and government have to make money on us?”

 
Adding to the cost of rebuilding, Safari said that the City will not re-evaluate property values before calculating next year’s property taxes, despite the fact that many homes are now worth a fraction of their pre-disaster value and the homeowners are being forced to take on additional debt. Safari blasted the Mayor who has been silent on this and other issues.

 




Celebrity chefs Clemenza (center) and Burmeister (right) serving free food in Midland Beach.
(Photo: Thomas Altfather Good / NLN)

 
“Our mayor is again preoccupied with the issue of sodium intake. And how much soda we drink. Where is he?” she asked.

 
In a report entitled “Shouldering the Debt,” an Occupy Wall Street “offshoot” called Strike Debt pointed out that, “The focus on lending moves money from the victims of disaster into the hands of loan servicers who make $1 billion in profit annually off of these loans,”

 
Things aren’t much better for small business owners. Small Business Administration loan applications are 30 pages long — and many Sandy victims report that their personal papers, including documentation required by the SBA, were destroyed by flood waters.

 




Sam Cocozza in his New Dorp Beach home.
(Photo: Thomas Altfather Good / NLN)

 
RETURN TO NORMAL?

 
Sam Cocozza lives in New Dorp Beach. During the storm his basement filled with water and the tidal surge left a foot of water in his family’s living space.

 
Cocozza’s in-laws lived a few streets closer to the water and their home also flooded. Like many families in the area, they had wanted to ride the storm out in order to protect their property but the tidal surge washed away those hopes. Many of the residents of New Dorp Beach, including Sam and his extended family, ran — or swam — for their lives as the surge pushed a wall of water into their community, filling the streets and their homes in a matter of minutes. Wanting to escape together, Sam tried to get to his inlaws’ house to pick them up — but the water was moving too fast. He found them later, safe but soaked and shivering. They were shaken but they had survived.

 




Cedar Grove Avenue — a few blocks away from Cocozza’s home.
(Photo: Thomas Altfather Good / NLN)

 
Around midnight the tide receded somewhat and rescues began — many residents of New Dorp Beach were trapped in their attics or on rooftops. The survivors found themselves wet, weary, and homeless. After basic survival needs were addressed thoughts of rebuilding began to emerge. But recovery would be a very long process.

 
As a Verizon employee, Cocozza worked long shifts restoring communications for storm victims, even though his own home was flooded.

 




A Verizon worker on the job in Stapleton.
(Photo: Thomas Altfather Good / NLN)

 
“We were forced [ to work ] twelve hour days, to restore other peoples’ service. Telephone poles were down so peoples’ tv and internet services were out, telephone lines were down, so yeah we were forced to work 12 hours days. At least for the first four or five weeks after the storm hit.

 
In the affected areas you had a lot of people that were still living there and they wanted their tv and internet back, it was important to them. But I had a feeling that almost all of the fixes were temporary. We’re obviously going to be back there once their construction is done. It was more, seemed to be like, making people feel better — more than an actual fix.

 
We had worked on one block where the gentleman was almost shell shocked. He was glad to see us repair his services but he mentioned that there was four dead people on the block. In general there were some shell shocked people. It was tough. It was tough seeing devastation after devastation. And there were different degrees of devastation. By me in New Dorp Beach, we thought it was pretty wrecked but then as you go down to areas closer to the water, you see — it gets worse. There are different levels of devastation, I would say, from bad to worse. There were several blocks, I worked in Oakwood Beach and Midland Beach, and two times people told me that there were two or three people dead on the block.”

 




Click HERE to see Sam’s home (Video)

 
Cocozza applied for New York City’s “Rapid Repairs” program.

 
“The Rapid Repairs I’m going through now, and it is slow. The time between the electrician comes and the boiler guy comes, it’s slow but all things considered…” he said.

 




Survivors on Sand Lane (South Beach) express their gratitude to all who helped.
(Photo: Thomas Altfather Good / NLN)

 
Cocozza said that the Red Cross was on the disaster scene relatively quickly but their activities were limited to distributing food, and the food didn’t compare to what local businesses were offering. Local pizzerias stepped up, in true New York fashion, delivering pizza to people who were sticking it out in their homes.

 
“It was almost like, ‘no thanks Red Cross, there’s pizza behind you.’ Or a college kid walking along with a shopping cart full of Subway sandwiches,” Cocozza said.

 
Sam doesn’t expect a quick fix, even with “Rapid Repairs.”

 
“There’s a long way to go. About 50 percent of the people have moved back in. While the lower floors are being repaired they’re living on the upper floors,” Cocozza said.

 

As with Hession and Governale, mold remediation is a big concern for Cocozza who not only worries for his neighbors’ well being but also has to work in their homes, homes that could be filled with black mold.

 
“People are putting sheetrock back up without doing any of that [ remediation ],” he said. Cocozza paid a service to dehumidify his home and to use anti-microbial spray to kill the mold – trying to do remediation the right way – but not everyone has the resources to pay for remediation. The net result is that people are using bleach, vinegar and even anti-freeze to try to kill the mold. Cocozza points out that the FEMA website states clearly that bleach WILL kill the mold on smooth surfaces. But wooden beams are not smooth. And so the mold may return.

 
While his home is drying out and being slowly brought back online Cocozza continues to work in the field, encountering other hazards. Although it took a little prodding, Verizon management did eventually provide masks and rubber gloves. Then Cocozza, a CWA steward, had to educate his coworkers that they needed to be safe.

 
Sheetrock dust, asbestos, mold and other airborne toxins make masks essential. And gloves protect workers from all that the storm waters carried into the victims’ homes.

 

“There’s sewage all over all the equipment we’re touching,” Cocozza said.

 
For Sam, his coworkers, and his fellow Staten Islanders, it will be a very long time before anything resembling normalcy returns to their lives.

 




Clifton, Staten Island.
(Photo: Thomas Altfather Good / NLN)

 
EPILOG

 
Although it is something of a cliche to refer to Staten Island as “The Forgotten Borough,” it remains by and large an accurate description — at least in the minds of its residents. FEMA took over five days to arrive on Staten Island; the Red Cross was late getting to Midland Beach — and when they arrived all they had to offer was poor quality food; and Rapid Repairs is, by most accounts, anything but. The Mayor’s response has been criticized by survivors, the Congress has been brutally slow in providing aid, and the only politician to take action on the mold crisis is Public Advocate Bill de Blasio. The voices of the forgotten borough are crying out for help as they struggle to rebuild. Is anyone listening?

 




“God Bless Staten Island…”
(Photo: Thomas Altfather Good / NLN)

 
Thank you to Angela DeSanno, Mike Dimino, Sam Cocozza and all of the First (and Second) Responders who are helping others while rebuilding their own lives. — Thomas Altfather Good, West Brighton, Staten Island.

 


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